Brokerage Firm Amerivet Securities Inc. Sues FINRA for Alleged Misconduct Amerivet Securities Inc. has filed a complaint suing the Financial Industry Regulatory Authority. The brokerage firm wants to

FINRA defends its role in Madoff scandal Thu Jan 15, 2009 12:54am GMT Email | Print | Share| Single Page[-] Text [+] WASHINGTON (Reuters) - The watchdog for U.S. brokerages said it investigated 19

Finra had authority in Madoff matter, legal eagles say No customer accounts found, regulator says By Dan Jamieson January 25, 2009, 6:01 AM EST Finra can't claim that it had no jurisdicti

Finra probed 19 Madoff complaints By Joanna Chung in New York Published: January 14 2009 23:34 | Last updated: January 15 2009 00:18 The securities industry regulator investigated 19 complaint

01.11.09, 11:14 AM EST By Rachelle Younglai WASHINGTON, Jan 11 (Reuters) - President-elect Barack Obama's choice to lead the U.S. Securities and Exchange Commission is likely to be roughed up a

PROFESSOR COFFEE TESTIMONY AT SENATE MADOFF HEARING MAR 31, 2009 Hedge Fund News, hedge fund fraud Yesterday the Senate Banking Committee held a hearing on the Madoff scandal. Those present inclu